Disclosures

Aventine Financial Group, LLC (“Aventine”) is a Registered Investment Advisor (“RIA”) located in the State of New York. Aventine provides advisory and related services to clients nationally. Aventine will maintain all applicable registrations and licenses as required by the various states in which Aventine conducts business. Aventine renders individualized responses to persons in a particular state only after complying with all regulatory requirements or pursuant to an applicable state exemption or exclusion.

This web site is intended to provide general information about Aventine and its team. It is not intended to offer investment advice or to recommend the purchase and sale of any investment product. Information is provided to learn about our advisory services, our people and to be able to contact us for further information.

Market data, articles and other content on this web site are based on generally-available information and are believed to be reliable. Aventine does not guarantee the accuracy of the information contained in this web site. The information is of a general nature and should not be construed as investment advice.

Aventine will provide all prospective clients with a copy of our current Form ADV, Part 2A (“Disclosure Brochure”) and Form ADV 2B (“Brochure Supplement”) for each advisory person supporting a particular client. You may obtain a copy of these disclosures on the SEC website at http://adviserinfo.sec.gov or you may Contact Us at aventinefg.com/contact/ to request a copy.

If you have any questions regarding Compliance and Regulatory information, please Contact Us aventinefg.com/contact/.

Email Disclosures

Aventine often communicates with its clients and prospective clients through email and other electronic means. Your privacy and security are very important to us. Aventine makes every effort to ensure that email communications do not contain sensitive information. We remind our clients and others not to send Aventine private information over email as it is not secure. If you have sensitive data to deliver, we can provide secure means for such delivery.

Please note: For your protection, Aventine does not accept trading or money movement instructions via email.

As an RIA, Aventine emails are subject to inspection by the Chief Compliance Officer (“CCO”) of Aventine and the various securities regulators.

If you have received an email from Aventine in error, we ask that you contact the sender and destroy the email and its contents.

If you have any questions regarding our email policies, please Contact Us: aventinefg.com/contact/.

Social Websites 

Aventine may utilize third-party websites that include social media websites, blogs and other interactive content. Aventine considers all interactions with clients, prospective clients and the general public on these sites to be advertisements under the securities regulations. As such, Aventine will retain a copy of information that Aventine or third-parties may contribute to such sites. This information is subject to review and inspection by the CCO of Aventine or the securities regulators.

Information provided on these sites is for informational and/or educational purposes only and is not, in any way, to be considered investment advice nor a recommendation of any investment product. Advice may only be provided by Aventine’s advisory persons after entering into an advisory agreement and provided Aventine with all requested information about your background.

If you have any questions regarding our social media policies, please Contact Us: aventinefg.com/contact/.