Disclosures
Aventine Financial Group LLC (“Aventine”) is an investment adviser registered with the Securities and Exchange Commission (“SEC”). Registration as an investment adviser with the SEC does not imply any level of skill or training.
Aventine provides advisory and related services to clients nationally. Aventine may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. This web site is intended to provide general information about Aventine and its team. It is not intended to offer investment advice or to recommend the purchase and sale of any investment product.
Aventine will provide all prospective clients with a copy of our current Form ADV Part 2A (“Disclosure Brochure”), Advisory Team Brochure Supplement (“Team Brochure”), Form ADV Part 2B (“Brochure Supplement”), Form CRS (Client Relationship Summary), and Privacy Policy for each advisory person supporting a particular client. You may obtain a copy of these disclosures on the SEC Investment Adviser Public Disclosure website or you may Contact Us to request a copy.
Market data, articles, and other content on this web site are based on generally-available information and are believed to be reliable. Aventine does not guarantee the accuracy of the information contained in this web site. The information is of a general nature and should not be construed as investment advice. Content provided is for informational purposes only and should not be used or construed as investment advice or a recommendation regarding the purchase or sale of any security.
There is no guarantee that any investment plan or strategy will be successful. Content provided reflects the opinions of Aventine and is subject to change at any time without notice. There is no guarantee that the statements, opinions, or forecasts provided herein will prove to be correct. Past performance may not be indicative of future results. Opinions expressed herein are solely those of Aventine, unless otherwise cited. Neither Aventine nor its investment adviser representatives provide legal, tax, or accounting advice. You should consult your legal and tax advisers before making any financial decisions. All investing involves risk including the potential for loss of principal.
If you have any questions regarding Compliance policies and Regulatory information, please Contact Us to speak with an Aventine representative.
Email Disclosures
Aventine often communicates with its clients and prospective clients through email and other electronic means. Your privacy and security are very important to us. Aventine makes every effort to ensure that email communications do not contain client sensitive information. We remind our clients and others not to send Aventine private information over email as it is not secure. If you have sensitive data to deliver, we can provide secure means for such delivery.
For your protection, Aventine does not accept trading or money movement instructions via email.
As a Registered Investment Advisor, Aventine emails are subject to review and inspection by the Chief Compliance Officer (“CCO”) of Aventine and the various securities regulators. If you have received an email from Aventine in error, we ask that you contact the sender and destroy the email and its contents.
If you have any questions regarding our Email policies, please Contact Us to speak with an Aventine representative.
Social Media Websites
Aventine may utilize third-party websites that include social media websites, blogs and other interactive content. Aventine considers all interactions with clients, prospective clients and the general public on these sites to be advertisements under the securities regulations. As such, Aventine will retain a copy of information that Aventine or third-parties may contribute to such sites. This information is subject to review and inspection by the CCO of Aventine or the securities regulators.
Information provided on these sites is for informational and/or educational purposes only and is not, in any way, to be used or construed as investment advice or a recommendation regarding the purchase or sale of any security. Advice may only be provided by Aventine’s Advisory Team after entering into an advisory services agreement and provided Aventine with all requested information about your history and background.
If you have any questions regarding our Social media policies, please Contact Us to speak with an Aventine representative.